Securities and Capital Market

The Firm advises on all matters related to the issuance and trading of securities and the regulation of securities firms, including public offerings and listing requirements, regulations governing the Taiwan Stock Exchange and OTC, regulation of underwriters, brokers and traders, mutual funds, insider trading and tender offers, creation of new financial instruments (such as GDR, TDR, convertible bond, etc.), and margin lending. The Firm has expertise in both domestic and cross-border aspects of the foregoing.

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